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106 pages 3 hours read

Nathaniel Hawthorne

The Scarlet Letter

Fiction | Novel | YA | Published in 1850

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Chapters 1-4Chapter Summaries & Analyses

Chapter 1 Summary: “The Prison-Door”

A crowd of people gathers outside the door of a prison in Salem, Massachusetts. This was one of the first buildings the Puritans constructed after founding the colony, and the door, which is made of oak and iron, “seem[s] never to have known a youthful era” (45). A rose bush growing on one side of the door interrupts the otherwise dreary scene and purportedly marks the place where Ann Hutchinson stepped while being led to prison. The narrator offers a rose to the reader “to symbolize some sweet moral blossom, that may be found along the track, or relieve the darkening close of a tale of human frailty and sorrow” (46).

Chapter 2 Summary: “The Market-Place”

The people in the crowd discuss the prisoner—Hester Prynne—whose punishment they’ve gathered to witness. The women judge Hester particularly harshly, saying that for the crime of adultery, the magistrates ought to have branded her forehead or even executed her. Only one young mother urges her fellow women to show compassion for the suffering Hester’s guilt must cause her.

The beadle emerges from the prison, followed closely by Hester, who is carrying her infant daughter and wearing a scarlet letter A on the bodice of her dress. Hester is tall, dark-haired, and strikingly beautiful, and responds to the crowd “with a burning blush, and yet a haughty smile” (50). Her proud demeanor, coupled with the way she has adorned the letter in gold thread, elicits more condemnations from the crowd.

Meanwhile, the beadle asks the crowd to part so that Hester can pass through to the marketplace. Once there, she ascends a scaffold where she has been sentenced to stand in public view for three hours. Despite her outward composure, Hester finds the crowd’s silent judgment almost too painful to bear, and her mind repeatedly wanders to her past: her childhood in England and her marriage to an elderly scholar with whom she lived in Europe before coming to Massachusetts.

Chapter 3 Summary: “The Recognition”

Suddenly, Hester notices a man—later revealed to be Roger Chillingworth—standing near the edge of the crowd. He is hunchbacked and wears a mixture of Native American and European clothes.

The sight frightens Hester, and Chillingworth—after looking at her more closely—recognizes her with a look of “writhing horror” (56). Gesturing for Hester to remain silent, he turns to a nearby man and questions him about Hester as though she were a stranger. The man explains that Hester previously lived in Amsterdam with her husband, who sent her ahead of him to New England. For the next two years, Hester heard nothing from her husband, which the magistrates considered a mitigating circumstance when sentencing her.

Several public officials and community leaders are gathered on a nearby balcony, and one of them—a prominent clergyman named John Wilson—calls out to Hester. He has been trying to convince his younger colleague, the Reverend Arthur Dimmesdale, to pressure Hester to reveal her lover’s identity. Although Dimmesdale previously expressed qualms about forcing Hester to betray her secret, he now urges her to do as her conscience bids her; if anything, he says, she does a disservice to her lover by allowing him to continue lying. Hester, however, adamantly refuses to speak and is taken back to her jail cell after Wilson delivers a sermon on sin.

Chapter 4 Summary: “The Interview”

Both Hester and her child are agitated after their ordeal, and Chillingworth, who is temporarily staying at the jail, offers to tend to the mother and child; in addition to having studied alchemy, he has learned a great deal about medicine from the Native American tribe that held him captive for the last year.

Hester regards her husband with suspicion, assuming Chillingworth means to avenge himself by poisoning her or her child. Chillingworth, however, assures Hester that no revenge he could devise could be worse than the magistrates’ sentence, and so she allows him to treat her and her daughter. He then apologizes for his own role in Hester’s situation, saying it was cruel of him to marry a woman so much younger than himself, and who he knew didn’t love him. Nevertheless, Chillingworth says he intends to discover the identity of Hester’s lover: “Think not that I shall interfere with Heaven’s own method of retribution, or, to my own loss, betray him to the gripe of human law […] Let him live! Let him hide himself in outward honor, if he may! Not the less he shall be mine!” (69). Chillingworth also asks Hester not to reveal his own identity to anyone, threatening to harm her lover (or his reputation) if she does. Hester reluctantly gives her word.

Chapters 1-4 Analysis

As the novel’s first few chapters demonstrate, the Puritans who settled in 17th-century Massachusetts had an especially severe interpretation of the Christian concept of sin. Traditionally, Christianity has maintained that all humans are inherently sinful because of Adam and Eve’s transgression. This idea of humanity as innately flawed doesn’t necessarily translate into harsh condemnation and punishment; over the course of the novel, Hawthorne suggests that it can serve as a basis for compassion and forgiveness. This, however, is not the approach of Puritan society, which is primarily concerned with rooting out and shaming whatever it considers sinful. In doing so, it ironically demonstrates a lack of interest in the redemption or reformation of any particular sinner; although Dimmesdale speaks about Hester’s punishment being “effectual to [her] salvation” (62), its true purpose seems to be, as Chillingworth puts it, to transform her into “a living sermon against sin” (58). This dehumanizes both the person being judged and those judging her, in that it erodes their sense of empathy and shared human experience.

Of course, The Scarlet Letter is also ambivalent about whether Hester’s actions truly were sinful. One passage that implies condemnation is the narrator’s description of Hester and Pearl as a perverted image of “Divine Maternity” (i.e., Mary and Jesus): “Here, there was the taint of deepest sin in the most sacred quality of human life, working such effect, that the world was only the darker for this woman’s beauty, and the more lost for the infant that she had borne” (53). With that said, the novel also suggests that the truest examples of sin lie elsewhere—most notably, in the behavior of Chillingworth, Dimmesdale, and the community at large. In Chapter 4, Chillingworth himself even accepts partial responsibility for Hester’s actions, framing his decision to marry her as a selfish and even immoral one: “Mine was the first wrong, when I betrayed thy budding youth into a false and unnatural relation with my decay […] Between thee and me, the scale hangs fairly balanced” (68-69). This is a radical statement for Chillingworth’s time as well as Hawthorne’s, given how highly 19th-century gender ideology valued female sexual purity.

Another area in which competing ideas of sin arise is in Hester’s refusal to name her lover. Hester is adamant on the subject, and Dimmesdale worries that it would be wrong to ask her to betray the man. As Hester’s secret lover, Dimmesdale clearly has his own reasons for hoping Hester remains silent (though he suggests elsewhere that he would be relieved if she gave him up). Regardless, the debate reveals a rift between Hester and Dimmesdale’s concern for the sanctity of private emotion, and the community’s insistence on public displays of penance. As John Wilson says:

“[Dimmesdale] opposes to me […] that it were wronging the very nature of woman to force her to lay open her heart’s secret in such broad daylight, and in presence of so great a multitude. Truly, as I sought to convince him, the shame lay in the commission of the sin, and not in the showing of it forth” (60-61).

In fact, this Puritan society arguably believes that it’s appropriate to “show forth” not only sin but the entirety of an individual’s inner life: anything a person would prefer to keep secret is presumed to be something they shouldn’t be doing.

In other words, the society The Scarlet Letter depicts is one that expects an individual’s private and public personas to align with one another. This is the rationale for Hester’s punishment itself; the assumption is that the letter she wears expresses both the identity Salem has assigned to her and her true moral character. In reality, the relationship between personal and public identity isn’t so easily summed up, and the rest of the novel devotes considerable attention to the ways in which those identities intersect and diverge.

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