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35 pages 1 hour read

Mike Davis

Planet of Slums

Nonfiction | Book | Adult | Published in 2005

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Chapters 4-6Chapter Summaries & Analyses

Chapter 4 Summary: “Illusions of Self-Help”

In the 1970s, writes Davis, many developing world governments gave up the battle against slums, turning the power over to two institutions created by the Bretton Woods Accords: the IMF and the World Bank.

The World Bank’s urban development lending has gone from 10 million dollars in 1972 to over 2 billion in 1988. Led by Robert McNamara (the architect of the Vietnam War) and John Turner (a quasi-anarchist architectural theorist), the World Bank did not offer solutions to the slum problem. Turner saw squatters as creative problem solvers; excited by this idea, he built into the World Bank’s strategy having the poor help themselves. Davis argues that this praise for the ingenuity of poor people, however, was a neoliberal smokescreen to deflect attention from the fact that the World Bank was going to do little for slum housing. Funds intended as self-help loans were priced too high for people in extreme poverty and were instead taken up by middle class people not in real need of the help. Davis provides a litany of examples. In Mumbai, the World Bank proposed a strategy to provide massive aid, but projects like installing a toilet for every 20 residents only delivered one toilet for every 100 residents. In the 1990s, studies concluded that the World Bank’s efforts at slum upgrades and aid had mostly negligible effects.

The increased role of non-governmental agencies (NGOs) has introduced a third tier of coordination between institutions like the World Bank and state governments. The NGOs, despite rhetoric to the contrary, function like businesses, bureaucratizing and deradicalizing urban social movements. Much of the work done by NGOs and the World Bank is surrounded by false rhetoric. For example, the UK-sponsored Indore plan, a plumbing project in India that won awards for its strategy and implementation, was actually a civic disaster: There was so little running water that toilets couldn’t flush, letting sewage drain back into streets and homes, causing widespread health issues.

One major problem that attenuates the positive aid from different programs, institutions, and philanthropists is that poverty is profitable to many people. Being a slumlord, a position that has been around for centuries, is highly profitable: “overcrowded, poorly maintained slum dwellings, meanwhile, are often more profitable per square foot than other types of real-estate investment” (86). With money comes the political power needed for slumlords to sway governing bodies away from ending slums.

Chapter 5 Summary: “Haussmann in the Tropics”

Davis explores the gulf between urban poverty and urban wealth. One marker of this is population density. In Nairobi, for example, the suburb of Karen has 360 inhabitants per square kilometer, whereas in parts of Kibera the same area has more than 80,000 people. Similar density disparities occur in Santo Domingo, Bombay, Dhaka, and other cities around the world.

The rich, who see poor people as an obstacle to spatial freedom and profit, often redraw city boundaries in the name of progress or social justice. This type of maneuvering has its roots in the work of French urban developer Baron Haussmann, who used urban redevelopment to maximize profit and social control in Paris during the 1860s. The contemporary equivalent is grim: Thousands of squatters and poor legal tenants are removed every year to streamline urban renewal. Some cities (Cairo, Mumbai, Mexico City) build satellite cities to house the newly evicted poor, but most of the time the displaced are forced into smaller areas because of proximity of work. Governments across the spectrum of political beliefs rarely bat an eye at dislodging poor people. In China, for example, the forced relocation of more than 1.5 million people from 1991 to 1997 paved the way for new malls, luxury apartments, infrastructure, and skyscrapers in Shanghai.

High-profile international events like conferences, sporting events, and festivals provide another excuse for governments to uproot the urban poor. During campaigns to clean up or beautify the city to impress foreign visitors, unhoused people are removed from their normal locations or hidden away; worse, often entire slums are razed and their residents driven from the city. When the Philippines hosted the IMF-World Bank meeting in 1976, the Marcos regime removed more than 160,000 squatters from the media’s field of vision. Many were dropped off in the outskirts of Manila, nearly 30 kilometers from their homes. Similarly, the Olympics have been a constant reason for brutality towards unhoused populations. In 1936, the Nazis purged poor people out of areas of Berlin that would be frequented by visitors. In Seoul, for the 1988 games, as many as 720,000 people were relocated. For Beijing’s 2008 Olympics, constructing the famous Bird’s Nest stadium meant evicting nearly 350,000.

Slum clearance also comes under the guise of fighting crime, as governments use paralegal or violent methods for urban protection. In Jakarta, for example, General Sutiyoso’s policy of public safety cleared the streets of pedicab drivers, demolished street vendor stalls, evicted residents of slums, and arrested street musicians.

Mostly damningly, policies of slum clearance, renewal, and beautification reclaim city centers for a middle and upper class that has little interest in being there. Instead, these citizens prefer closed-off affluent suburbs on the edges of cities. In Brazil, for example, the Americanized edge city Alphaville, oddly named after a dystopian Jean-Luc Godard film, has luxury stores and homes protected by a wall and 800 private guards.

Chapter 6 Summary: “Slum Ecology”

Slums are often built on dangerous geology. Johannesburg’s shantytowns, for example, contain “informal settlements in areas of toxic waste and chronic ground collapse” (122). In Caracas, most slum housing is located on unstable hillsides or in deep gorges within a seismically active valley that suffers from flash floods. These examples, “illustrate how poverty magnifies local geological and climatic hazards” (124). Of course, many developed world cities (like Tokyo or Los Angeles) are built on geologically or meteorologically risky land, but expensive urban planning or engineering can reduce risk. In the developing world, however, there are few such expensive public works projects.

Another extreme danger for slums is fire. Slum dwellings tend to be highly flammable, while population density and the need for open cooking flames leads to a high rate of accidental fires. Arson is also commonplace, the resort of slumlords and landowners tired of waiting for the bureaucratic machines to okay demolition orders.

Unnatural disasters created by industry are a constant concern as well. In 1989, in Bangkok’s port slum Klong Toey, a chemical explosion poisoned hundreds of residents and left over 5,000 people without homes. Many were likely living in this dangerous area to be near port jobs. When a gas pipeline blew up in Cubatão, São Paulo’s “Pollution Valley,” more than 500 people were burned alive. In Bhopal, a cloud of deadly methyl isocyanate killed 7,000–10,000 instantly, with another 15,000 dying in the years after due to illness. Most of the victims were the poorest people in the region.

The rapid increase in car ownership has been detrimental to poor city inhabitants: “The WHO, indeed, considers traffic to be one of the worst health hazards facing the urban poor, and predicts that road accidents by 2020 will be the third leading cause of death” (133). Moreover, their harmful exhaust chokes the city air: Breathing in Mumbai is equivalent to smoking 2.5 packs of cigarettes per day.

Underserving infrastructure is a rampant issue as well. Unsurprisingly, sanitation issues affect poor people more than other classes. Because of subpar city planning and poor sewage systems, slum residents are exposed to a lot of human waste and do not have enough toilets. The absence of toilets, it should be noted, is particularly devastating for women as it “severely affects their dignity, health, safety and sense of privacy, and indirectly their literacy and productivity” (140-41). Most slums also have poor access to healthy drinking water; polluted drinking water carries the risk of diarrhea, enteritis, colitis, typhoid, and paratyphoid fevers—leading causes of death in the developing world, particularly for children.

All of these dangers are compounded by the neoliberal debt restructuring policies of the World Bank and the IMF, which mandate cutting spending on public health initiatives in poor areas. Davis cites Fantu Cheru, a UN expert on debt: “the coerced tribute that the Third World pays to the First World has been the literal difference between life and death for millions of poor people” (148).

Chapters 4-6 Analysis

Davis highlights a monumental shift in the handling, support, and governance of slums after state governments passed off these duties to the IMF and the World Bank, whose empty promises and praise for the ingenuity of poor people was a smokescreen for the lack of resources and aid—and the siphoning off of the funds that did exist by middle and upper classes. Another common pattern when state governments abdicated their responsibilities was the ineffectual appearance of NGOs, which primarily reinforced the stronghold landowning classes had over residents of slums—an outcome elites wanted, since poverty is profitable for the non-poor who can prey on vulnerable people with few options. Moreover, uplifting rhetoric from NGOs and World Bank leaders hid the reality of worsening slum conditions from the general public.

The theme of hiding people seen as undesirable recurs when Davis shifts to discussing the physical removal of the unhoused in the name of safety, progress, or beautification—all of which rely on displacing people via slum evictions or slum clearances, forcing former tenants into increasingly smaller areas. Interestingly, Davis argues that the alignment of power with the landowning class occurs in governments across the political spectrum.

Not only do poor city residents face the brunt of a system geared towards their exploitation, they also bear the most risk from Davis terms “slum ecology”: natural (earthquakes, tsunamis, storms, fires) and unnatural disasters (arson, pollution, toxic chemicals, and traffic). Slums typically exist on geologically unstable ground—land no one else wants to live on—and do not have the resources of developed world cities like Tokyo or Los Angeles to mitigate the risks. Accidental fires and arson also pose a huge problem in slums, where buildings tend to be highly flammable and open flames commonplace. Arson in particular brings together many of Davis’s themes in these chapters: Often set by landlords to clear out slums in lieu of waiting for governmental go-ahead for demolition, these unnatural disasters expose the vulnerability of the slum population to physical and economically-motivated danger.

Davis illustrates that poor and unhoused women and children are the most adversely affected by natural and unnatural disasters. The scarcity of bathrooms and privacy are more harmful to women, having negative effects on safety, literacy, and productivity. Children are also hurt worse by the lack of clean water, dying in greater numbers from water-borne illnesses like diarrhea, enteritis, colitis, typhoid, and paratyphoid fevers.

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